Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Ariel SueroUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
Edward Brian MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Edward ChoiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2016
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Edwin M ChoiMariposa Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Eiman MalekiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2012
Elizabeth Louise ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Elton Ping He LaiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Emilia Constance PirroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2010
Emilio Mejia Gancayco Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-22-2011
Enrico Malpas SantosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Eric Blaine WiltfangWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Eric Christian AndersenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
Eric Clifford AbbottStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2010
Eric John Sponburgh, Douglas Charles GillilandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Eric Juin-Yip HonCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2015
Eric Jung RheeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2011
Eric Ray GarciaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2016
Eric Scott HagerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
Erick Santiago BlockD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2015
Ernest Anthony AlamilloUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
Ernest Holguin Jr., Jourdan Sarmiento SyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2014
Evan Fredrick SeiblyUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2010
Evan Fuwen LingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2015
Fanor Abraham BohorquezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-13-2018
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Showing 251 to 275 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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