Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Farhang AziziJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Fay C. MengUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2010
Flavio Abraham LorrimerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-23-2013
Floyd Zachary FielderLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
Francis Yiutung ChanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Francisco E. LopezUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2016
Frank Ignatius StoneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
Frank Jose OrtizWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2012
Frank W. LuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
Frederick Paynter BurrowsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
G Miguel Miguel AlvesCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-10-2018
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Garry Charles PaceFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Gary Alan KubeshWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2014
Gary AmaralUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$33005-08-2015
Gary Dean RothUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-13-2009
Gary Gene Cattich Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-06-2014
Gary Pace, Joshua PaceFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$18010-26-2018
Gary Steven AllenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-03-2019
Gary Steven BernerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20006-01-2012
George Angelo ReyesUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2017
George Brian CastrillonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
George Henry EliasSorrento Pacific Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2017
George Michael SaligaBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2018
Gerald Arthur GeeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
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Showing 276 to 300 of 915 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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