Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles James ClineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Charles Khanh TruongBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-02-2016
Charles Thomas StoneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2013
Charlotte Marie LoweWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-04-2011
Charmaine W. ChowJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2015
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Cheryl Ashley RigaliCity National Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Chih-Hsuan ChienCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2014
Chris Copps, Gordon Hassenplug, Darren Henderson, Michael Phelps, Alex Stimpson, Jon Tenney, Greg WaltersDynasty Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$3,30009-29-2015
Chris N SpencerStrategic Wealth Advisors GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Chris SpencerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6904-20-2017
Christian Ilkyung ChoiReLion Assets Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2016
Christian Theodore ReuterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-17-2012
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2016
Christopher Alan ThompsonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2015
Christopher James KempLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Christopher Jon DavisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-12-2010
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Christopher Michael ButlerU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Christopher Morgan EckhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2019
Christopher P HeintzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$57510-29-2013
Christopher S. GeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2016
Christopher Scott SutcliffUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Christopher Steven GaalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
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Showing 126 to 150 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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