Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher SzotMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2011
Christopher T WestWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2011
Christopher Taylor GalloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2016
Christopher Thomas WinterWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Chunyi LeiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2016
Cindy Shu-Yin ChenHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2010
Clay Campbell ZachryHarris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2009
Clayton Benjamin VandenbosscheEK Riley Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-11-2017
Connie Rodriguez-GarciaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Conor Weir, Sophois SokhomRetirement Benefits GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated$6011-20-2014
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Cort BarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Cory L. MorrisonPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-06-2015
Courtney LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32712-11-2013
Courtney Mcdonald LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2013
Craig Charles BenellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2016
Craig Eric IsaacsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2010
Craig MacomberLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Craig Steve ChiateUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Dan DwyerFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-02-2018
Daniel Eric FienbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2013
Daniel Frederick DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
Daniel Jin LeeFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
Daniel JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
Daniel Stephen CampbellIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
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Showing 151 to 175 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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