Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Vincent ChristWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
Danielle Ambrose, Diane HirschornFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$70006-30-2017
Danielle Kathrine VigneaultAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Danielle Lynn AmbroseFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2017
Darien Colin CroceParallel Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2017
Dashan Von HayhurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2012
Dashiell WeinerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-28-2015
David A CarboneCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
David Alan LansheJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-02-2014
David Alexander WattsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2016
David Angus BlackwoodWhitespace Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
David Anthony BoerioBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2016
David Barry HarrisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
David Bion BirkettBalboa Wealth Partners, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
David Brian Runstrom, Kenneth Raymond Dunquist, Eric Alan Noyes, Elizabeth E JenningsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-25-2011
David Brock WhitsonWestern International Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
David Charles ThompsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2009
David Gene JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-20-2012
David HsiehWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2016
David J PrattAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2017
David J. AndersonWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$13806-29-2017
David John AndersonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5506-29-2017
David Joseph BolandUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-01-2018
David MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17510-29-2013
David MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
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Showing 176 to 200 of 918 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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