Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael NashWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-22-2011
David Nathaniel RacusinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
David PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2016
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$23012-09-2016
David Rein ForrestUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2014
David Runstrom, Eric NoyesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$33205-04-2011
David Scott FriedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2014
David Scott LynnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-25-2010
David Stefan NorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-06-2009
David Suk KoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
David Vincent HuntWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2016
David W ReinekingWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
David William IvarieMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-23-2011
David William KozlikLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
Dean Horacio CorreaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-07-2014
Dean Hyung Woo ChoiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2014
Deanna YuBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2017
Deborah Ann VickWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2010
Deborah Lynn TryonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2013
Deepak DanavarUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2015
Deji Spencer-WaltersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2015
Delaura DaneshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2014
Demitri Phillippe HollevoetWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2014
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Denny Frederick SpeidelAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2015
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Showing 201 to 225 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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