Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron B. PimentelU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron D JacobyPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron D. KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron L. HattenbachRapport Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Aaron Moon-Young ChungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2016
Abby Edwards DinkinsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-02-2012
Adam A KetterlingWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Adam Anthony VannCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2013
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Adam Jeffrey CoonsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2012
Adam M. FarberVellum Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-04-2009
Adam P. FernanceTransamerica Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2016
Adam S. AldrichWells Fargo Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Adam Thomas TirapelleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Adam Wayne PowellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2010
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Adrian Padua ConcepcionThe Wealth Consulting GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-20-2017
Adrienne K PetrohilosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Ahmed H. ElemaryE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Ahmet M. Sumertru Independence Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-29-2016
Aili Liang HuaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Aj Jolfai SafaviMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Next Page »

Showing 1 to 25 of 2,030 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.