Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caleb PorterFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Daniel Frederick DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
Daniel Jin LeeFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
Danielle Lynn AmbroseFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2017
Diane Amy HirschhornFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2017
Eric Scott HagerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
Garry Charles PaceFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
James Barry MarchettiFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
James Lawrence MarchettiFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Jeffrey Stone SchottensteinFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2018
Joshua L. PaceFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Kenesha Marie BanfieldFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11405-24-2019
Kevin Edward BarnesFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
Kevin Finkle DouglasFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-16-2012
Mark Linforth BeachFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Mark Ronald NickelFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2016
Michael Bingham CoxFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Natalie M. SchnuckFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Peter A. NguyenFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2013
Peter Davis WagenerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Renee Provencher CapellaroFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2011
Richard J DupontFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Stuart Mark WechslerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2018
Thomas Emmett BeatyFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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