Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aili Liang HuaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Amina Ambareen QadriJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Amir Alex RadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2015
Amy VoongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-21-2017
Andreja DugackiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Andres EscobarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Andrew ChanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2018
Andrew Ro KimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2016
Angela BerryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Anh Hoang VuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Ante FericJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Anthony P SciarrinoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
April ZhangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Archimedes Chua GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Arda ThomasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-26-2019
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Benjamin William GoebertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-24-2018
Bradford Lee GoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Bradley James SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Brian RoushJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Brian W ClarkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
Brittany Lee FriarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2016
Brittany Nicole RomeroJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Carlos TsengJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.