Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5104-29-2016
Amy MeiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Anthony Daniel GuinaneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Baldwin, Naples, AssociatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$47001-27-2012
Barry Frederic Porter, James Bradley AxelsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2013
Ben P Philip TuckerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-05-2015
Benjamin Christian SchroderUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Benjamin Jun-Wey LingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-07-2015
Benjamin Yinghang LamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
Bhadresh ShahUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-28-2012
Brandi Lyn SchnathorstUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-25-2014
Chad David CohenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2011
Christopher Morgan EckhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2019
Christopher P HeintzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Christopher S. Gaal, Jeffrey C. HamiltonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$57510-29-2013
Christopher S. GeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2016
Christopher Scott SutcliffUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Christopher Steven GaalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Christopher Taylor GalloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2016
Courtney LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32712-11-2013
Courtney Mcdonald LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2013
Craig Eric IsaacsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2010
Craig Steve ChiateUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
David Barry HarrisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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