Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Low Khouan SaeleeHorace Mann Investors, Inc.MetLife Securities Inc.03-29-2017
Robert Anton FaustInvestment Centers of America, Inc.MetLife Securities Inc.01-23-2017
David R AndrewsCUNA Brokerage Services, Inc.MetLife Securities Inc.01-04-2017
Christopher DavidsonLincoln Financial Advisors CorporationMetLife Securities Inc.12-12-2016
Stephen Thomas CarrilloNYLIFE Securities LLCMetLife Securities Inc.$2511-21-2016
Donna Lee TalleyCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Taylor Charles TomlinAXA Advisors, LLCMetLife Securities Inc.11-16-2016
jermaine johnsonVoya Financial Advisors, Inc.MetLife Securities Inc.10-05-2016
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Chia Ling Cherene WongAmeriprise Financial Services, Inc.MetLife Securities Inc.07-22-2016
Hyman WongJ.P. Morgan Securities LLCMetLife Securities Inc.$106-30-2016
Arthur Wayne PotterAllstate Financial Services, LLCMetLife Securities Inc.05-27-2016
Kahei LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2016
John Martin Collins IIIInfinity Financial ServicesMetLife Securities Inc.$104-01-2016
Dane Michael Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
Johni N ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-08-2016
Christoph Andre ChavezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-01-2016
Oscar Silvino RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$102-23-2016
Yosef GhebrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-03-2016
Allan Mark WiserLincoln Financial Securities CorporationMetLife Securities Inc.$1002-02-2016
Vernon Delaney HobbsJ.P. Morgan Securities LLCMetLife Securities Inc.$15010-29-2015
Justin ShumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-16-2015
Daniel TangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-01-2015
Mark Nels Hanson PhDPrincipal Securities, Inc.MetLife Securities Inc.02-27-2015
Gregory Paul AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$10002-19-2015
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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