Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dane Michael Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
Bryan Everette Spencer1st Global Capital Corp.MetLife Securities Inc.08-01-2010
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Arthur Wayne PotterAllstate Financial Services, LLCMetLife Securities Inc.$10005-27-2016
Milton George AllenAllstate Financial Services, LLCMetLife Securities Inc.07-17-2014
Chialing WongAmeriprise Financial Services, Inc.MetLife Securities Inc.07-22-2016
Brett Eugene DaltonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10010-18-2013
Tiffany YeeAmeriprise Financial Services, Inc.MetLife Securities Inc.07-25-2013
RICHARD HERBERT LINSDAYAmeriprise Financial Services, Inc.MetLife Securities Inc.$10006-28-2013
Gregory Bennett TrostAmeriprise Financial Services, Inc.MetLife Securities Inc.05-02-2013
Amy Janelle ViolanteAmeriprise Financial Services, Inc.MetLife Securities Inc.01-19-2012
Ryan Alexis GonzalesAmeriprise Financial Services, Inc.MetLife Securities Inc.$10005-31-2011
Saksoknik SopheakAXA Advisors, LLCMetLife Securities Inc.12-15-2016
Taylor Charles TomlinAXA Advisors, LLCMetLife Securities Inc.11-16-2016
Brendan Robert McmurtrieAXA Advisors, LLCMetLife Securities Inc.09-20-2012
Shahryar KashanchiAXA Advisors, LLCMetLife Securities Inc.$10010-01-2009
Donna Lee TalleyCambridge Investment Research, Inc.MetLife Securities Inc.11-18-2016
Dennis Dale DresherCambridge Investment Research, Inc.MetLife Securities Inc.$10002-03-2014
Steven J GoslinCambridge Investment Research, Inc.MetLife Securities Inc.$10002-06-2013
Gary W. WoodCambridge Investment Research, Inc.MetLife Securities Inc.$10001-02-2013
Jason Douglas CrowleyCambridge Investment Research, Inc.MetLife Securities Inc.$10001-11-2010
Cory James SmithCetera Advisors LLCMetLife Securities Inc.03-10-2017
Sait Alex SaraciChase Investment Services Corp.MetLife Securities Inc.$25010-18-2010
Steven Franco MunozChase Investment Services Corp.MetLife Securities Inc.02-08-2010
Darren Anthony ChiaChase Investment Services Corp.MetLife Securities Inc.11-30-2009
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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