Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali YavariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-09-2014
Allan Mark WiserLincoln Financial Securities CorporationMetLife Securities Inc.02-02-2016
Amir Hossein LozaniLPL Financial LLCMetLife Securities Inc.01-29-2015
Angela Yoomi SonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Art HeLPL Financial LLCMetLife Securities Inc.12-13-2013
Brett Eugene DaltonAmeriprise Financial Services, LLCMetLife Securities Inc.10-18-2013
Brett R GillespieLPL Financial LLCMetLife Securities Inc.09-18-2013
Brian Scott StevensCharles Schwab & Co., Inc.MetLife Securities Inc.07-11-2011
Carol UnderwoodSecurities America, Inc.MetLife Securities Inc.03-10-2017
Chialing WongAmeriprise Financial Services, LLCMetLife Securities Inc.07-22-2016
Christoph Andre ChavezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-01-2016
Daniel D HansenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-31-2009
Daniel TangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-01-2015
Deborah Weis EllisCogent Independent Advisors, Inc.MetLife Securities Inc.06-01-2012
Dennis Dale DresherCambridge Investment Research, Inc.MetLife Securities Inc.02-03-2014
Derik Vanderburg HillmanCharles Schwab & Co., Inc.MetLife Securities Inc.01-22-2015
Edward Ira AlbrechtSagePoint Financial, Inc.MetLife Securities Inc.12-19-2013
Gilbert Anthony Mathieu JrPruco Securities, LLC.MetLife Securities Inc.05-06-2016
Gregory Paul AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-19-2015
Ho Sung ByunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-18-2015
Hyman WongJ.P. Morgan Securities LLCMetLife Securities Inc.06-30-2016
Jason Malone SabaughUBS Financial Services Inc.MetLife Securities Inc.04-14-2014
Jeffrey Brian FletcherEdward JonesMetLife Securities Inc.05-13-2011
Jeffrey Paul NewittPruco Securities, LLC.MetLife Securities Inc.07-24-2014
Next Page »

Showing 1 to 25 of 50 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.