Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol UnderwoodSecurities America, Inc.MetLife Securities Inc.03-10-2017
Steven Craig BatutisLPL Financial LLCMetLife Securities Inc.11-29-2016
Louis Alonso Romero IIILincoln Financial Advisors CorporationMetLife Securities Inc.11-22-2016
Arnie Kenneth CabilesAchievable Wealth, LLCMetLife Securities Inc.08-23-2016
Chialing WongAmeriprise Financial Services, LLCMetLife Securities Inc.07-22-2016
Hyman WongJ.P. Morgan Securities LLCMetLife Securities Inc.06-30-2016
Kahei LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2016
Gilbert Anthony Mathieu JrPruco Securities, LLC.MetLife Securities Inc.05-06-2016
Christoph Andre ChavezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-01-2016
Oscar Silvino RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-23-2016
Allan Mark WiserLincoln Financial Securities CorporationMetLife Securities Inc.02-02-2016
Ho Sung ByunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-18-2015
Daniel TangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-01-2015
Gregory Paul AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.02-19-2015
Amir Hossein LozaniLPL Financial LLCMetLife Securities Inc.01-29-2015
Derik Vanderburg HillmanCharles Schwab & Co., Inc.MetLife Securities Inc.01-22-2015
William James OConnellLPL Financial LLCMetLife Securities Inc.11-14-2014
Marci Sue BairLPL Financial LLCMetLife Securities Inc.11-12-2014
Scott Alan MeinertVALIC Financial Advisors, Inc.MetLife Securities Inc.10-08-2014
Jeffrey Paul NewittPruco Securities, LLC.MetLife Securities Inc.07-24-2014
Milton George AllenAllstate Financial Services, LLCMetLife Securities Inc.07-17-2014
Jason Malone SabaughUBS Financial Services Inc.MetLife Securities Inc.04-14-2014
Ali YavariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-09-2014
Martha Diane LivelyWells Fargo Clearing Services, LLCMetLife Securities Inc.03-12-2014
Dennis Dale DresherCambridge Investment Research, Inc.MetLife Securities Inc.02-03-2014
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.