Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley C BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley$20007-28-2017
Craig ParkerAmeriprise Financial Services, LLCMorgan Stanley$13803-17-2017
Robert MillsLPL Financial LLCMorgan Stanley$7401-13-2017
Matthew SchradyAmeriprise Financial Services, LLCMorgan Stanley$11705-06-2016
Nadia A DickinsonKestra Investment Services, LLCMorgan Stanley$10009-23-2014
Wayne C BestLaSalle St Securities, L.L.C.Morgan Stanley$7506-07-2013
Richard WrightWedbush Securities Inc.Morgan Stanley$10510-19-2012
Neal McNeil III Robert L Meyer Ryan Clive-SmithLPL Financial LLCMorgan Stanley$30003-12-2012
George P Fraser Frederic W Amberg Troy W HaugenLPL Financial LLCMorgan Stanley$30009-28-2011
Alan LindsaySCF Securities, Inc.Morgan Stanley$12508-04-2011
Robert F Halligan IILPL Financial LLCMorgan Stanley$11510-14-2010
Jeffrey GrangeCrowell Weedon & Co.Morgan Stanley$5008-20-2010
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
Amir Navab Bradley Finnigan and Shamya UllahRBC Capital Markets, LLCMorgan Stanley$26908-10-2017
Richard Frankel Shawn PattRBC Capital Markets, LLCMorgan Stanley$50711-10-2016
Jason RudolphStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8410-21-2016
James H HardingHilltop Securities Inc.Morgan Stanley$13007-29-2016
Larry Watts Casey Knowles Robert Thompson Brian WilkinsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$54005-12-2016
Paul Rand Joel Rand Sarah MinakaryHighTower Advisors, LLCMorgan Stanley$20003-18-2016
Joseph Feinberg Tamara SteinHighTower Advisors, LLCMorgan Stanley$45012-17-2015
Stephen Smith Elizabeth SchrockStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14705-07-2015
Patty EstopinalRobert W. Baird & Co. IncorporatedMorgan Stanley$17506-28-2012
Matthew Celenza Larry DiGioiaBarclays Capital Inc.Morgan Stanley$2,70004-04-2012
William F Blanke Robert L Schein J Michael ShieldsHighTower Advisors, LLCMorgan Stanley$30005-31-2011
Sean Richardson Max LileAllStreet Capital LLCMorgan Stanley$15007-08-2016
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Showing 1 to 25 of 1,055 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.