Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrianne S. YamakiDavid A. Noyes & CompanyMorgan Stanley$5009-13-2019
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Brent A. JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Gregory Francis LampSagePoint Financial, Inc.Morgan Stanley$5004-26-2019
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLCMorgan Stanley$5004-12-2019
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Drew Richard DuseboutWells Fargo Clearing Services, LLCMorgan Stanley$25603-22-2019
Ricci Joseph MancinelliWells Fargo Clearing Services, LLCMorgan Stanley$5003-22-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Linda Lucille VigilKestra Investment Services, LLCMorgan Stanley02-21-2019
Joris Von HittWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Mark Francis WaltonWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Peter Robert MeroWells Fargo Clearing Services, LLCMorgan Stanley$5701-18-2019
Next Page »

Showing 1 to 25 of 796 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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