Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Zhaohui Nmn LiAcela Capital Management, LLCMorgan Stanley05-25-2010
Zhaozhu Nmn GeAcela Capital Management, LLCMorgan Stanley05-25-2010
James Raymond AljianAljian Capital ManagementMorgan Stanley09-06-2013
Jessica Marie MarkarianAljian Capital ManagementMorgan Stanley09-06-2013
Mark Bryant RuyleAllstate Financial Services, LLCMorgan Stanley11-12-2019
Max David LileAllStreet Capital LLCMorgan Stanley07-08-2016
Sean Anthony RichardsonAllStreet Capital LLCMorgan Stanley07-08-2016
Cory Brett BaerAlpha Cubed Investments, LLCMorgan Stanley01-15-2019
Jared Raymond OrenAlpha Cubed Investments, LLCMorgan Stanley06-23-2017
Ross Bentley HansenAlpha Cubed Investments, LLCMorgan Stanley02-10-2017
Kathleen T OwensAlta Pacific Wealth Management LLCMorgan Stanley06-03-2014
Christopher J LococoAmerican Investors CompanyMorgan Stanley07-25-2016
Marc Anthony ThompsonAmeriprise Financial Services, Inc.Morgan Stanley$50003-15-2019
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$25007-27-2018
Michael John PaganucciAmeriprise Financial Services, Inc.Morgan Stanley$19004-20-2018
William Daniel BowmanAmeriprise Financial Services, Inc.Morgan Stanley$10009-01-2017
Sayeed HasnatAmeriprise Financial Services, Inc.Morgan Stanley$69009-01-2017
Craig Vernon ParkerAmeriprise Financial Services, Inc.Morgan Stanley$10003-17-2017
Patricia Joanne ChornAmeriprise Financial Services, Inc.Morgan Stanley$10003-17-2017
Joshua Michael PerkinsAmeriprise Financial Services, Inc.Morgan Stanley08-17-2016
Jac Burton StulbergAmeriprise Financial Services, Inc.Morgan Stanley$10005-13-2016
Matthew N. SchradyAmeriprise Financial Services, Inc.Morgan Stanley$50005-06-2016
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Showing 1 to 25 of 1,489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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