Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Bruce Allen EdelsohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
Blanche E ZelkoWells Fargo Clearing Services, LLCMorgan Stanley06-12-2009
Cynthia Corry BergelLPL Financial LLCMorgan Stanley06-12-2009
James Richard SevillaStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-12-2009
Steven Bradley CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Jeff Kent BoswellWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2009
George Anthony WienerOppenheimer & Co. Inc.Morgan Stanley06-26-2009
William Eugene YuntWells Fargo Clearing Services, LLCMorgan Stanley06-26-2009
James Dale BurianWells Fargo Clearing Services, LLCMorgan Stanley$2506-30-2009
Mark Leonard CohenLPL Financial LLCMorgan Stanley07-02-2009
Brian Reith PattersonLPL Financial LLCMorgan Stanley07-08-2009
Kevin A. PattersonLPL Financial LLCMorgan Stanley07-08-2009
Christian Frederick HausserLPL Financial LLCMorgan Stanley$10007-09-2009
Jocelyn Reitzel SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-10-2009
Luke Charles Schell, Howard Leon WooMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Loni Lee AngMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Jason Dean HansenWells Fargo Clearing Services, LLCMorgan Stanley07-24-2009
Michael Thomas PuenteStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-29-2009
Donna P WillardWells Fargo Clearing Services, LLCMorgan Stanley$10008-06-2009
Prateek AmarWells Fargo Clearing Services, LLCMorgan Stanley$5008-10-2009
Neil ScheinbartWells Fargo Clearing Services, LLCMorgan Stanley08-14-2009
Barry Francis VergaWells Fargo Clearing Services, LLCMorgan Stanley$2508-20-2009
David Scott NotricaRaymond James & Associates, Inc.Morgan Stanley08-28-2009
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Showing 1 to 25 of 800 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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