Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Rajkumar N. MotwaniPrincipal Securities, Inc.Morgan Stanley03-27-2020
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Lorena M. MoudiMission Creek Capital Partners, Inc.Morgan Stanley03-06-2020
Yash P. TalrejaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-06-2020
Tyler Creed MeekenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-24-2020
Jamie K BarronUBS Financial Services Inc.Morgan Stanley02-21-2020
Matthew Michael SimiUBS Financial Services Inc.Morgan Stanley02-21-2020
Sharon Reynolds StepenoskyMorgan StanleyMorgan Stanley01-24-2020
Richard James SampleWells Fargo Clearing Services, LLCMorgan Stanley01-23-2020
Beth Anne LardieAladino Financial Services, Inc.Morgan Stanley01-08-2020
Brian John OhlfestJ.P. Morgan Securities LLCMorgan Stanley01-07-2020
Ryan Gordon WebergJ.P. Morgan Securities LLCMorgan Stanley01-06-2020
Cristopher Evan CuevasRaymond James & Associates, Inc.Morgan Stanley01-03-2020
Paul M. MichlikWells Fargo Clearing Services, LLCMorgan Stanley01-03-2020
Alisha Kathryn Shin BhardwajCarlson Financial ManagementMorgan Stanley01-02-2020
Michelle Melinda MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2019
Robert William KennallyWedbush Securities Inc.Morgan Stanley12-16-2019
Michael Peter TudorWells Fargo Clearing Services, LLCMorgan Stanley12-11-2019
Julian Beau CapenICONIQ Capital, LLCMorgan Stanley12-05-2019
Baodong HuCetera Investment Services LLCMorgan Stanley11-25-2019
Dingyu HuInfinity Financial ServicesMorgan Stanley11-15-2019
Mark Bryant RuyleAllstate Financial Services, LLCMorgan Stanley11-12-2019
Molly Anita NewbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Next Page »

Showing 1 to 25 of 1,576 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.