Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Shafer James Forsyth Steven MillerUBS Financial Services Inc.Morgan Stanley01-11-2012
Brad Benter Ken Abady Steve DeMatteoUBS Financial Services Inc.Morgan Stanley04-26-2011
Isaac KimGolden State Wealth ManagementMorgan Stanley02-06-2016
Lynn Devere HunterUBS Financial Services Inc.Morgan Stanley09-15-2020
Kenneth Lawrence TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-14-2020
John AgnewThe Wealth Collective, LLCMorgan Stanley09-11-2020
Orlando Lalantacon Espino JrSalt Capital Wealth Management, LLCMorgan Stanley09-03-2020
Alexander F BarrettRockefeller Financial LLCMorgan Stanley08-21-2020
Keith Andrew WheelerLPL Financial LLCMorgan Stanley08-14-2020
Hormoz Shon SalehRBC Capital Markets, LLCMorgan Stanley08-10-2020
Neil Sampat GavandeTCFG Investment Advisors, LLCMorgan Stanley07-27-2020
Stacey Kim VanderkoddeEdward JonesMorgan Stanley07-17-2020
Jordan Asher ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-17-2020
Timothy David LonerganFidelity Brokerage Services LLCMorgan Stanley07-01-2020
John Holland RinggenbergWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Joseph David EvansD.A. Davidson & Co.Morgan Stanley06-25-2020
Arnold Crisostomo TumbagaUBS Financial Services Inc.Morgan Stanley06-17-2020
Michael Curtis MorrisonWells Fargo Clearing Services, LLCMorgan Stanley06-12-2020
Patrick Paul Shannon JrWells Fargo Clearing Services, LLCMorgan Stanley06-10-2020
Robert Bratton CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-27-2020
Duncan George KelmLPL Financial LLCMorgan Stanley05-21-2020
Donald Lee GarciaAlpha Cubed Investments, LLCMorgan Stanley05-14-2020
Steven W EdgrenSepio Capital, LLCMorgan Stanley05-14-2020
Daniel JohnsonBestria LLCMorgan Stanley05-14-2020
Rhea Rosas RossUnionBanc Investment Services, LLCMorgan Stanley05-13-2020
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Showing 1 to 25 of 1,055 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.