Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Corry BergelLPL Financial LLCMorgan Stanley06-12-2009
Mark Leonard CohenLPL Financial LLCMorgan Stanley07-02-2009
Brian Reith PattersonLPL Financial LLCMorgan Stanley07-08-2009
Kevin A. PattersonLPL Financial LLCMorgan Stanley07-08-2009
Christian Frederick HausserLPL Financial LLCMorgan Stanley$10007-09-2009
Holly Opal HansonLPL Financial LLCMorgan Stanley09-04-2009
Alan D. LitvakLPL Financial LLCMorgan Stanley09-04-2009
Edward Robert Doughty IIILPL Financial LLCMorgan Stanley10-16-2009
Jose Sepulveda DiazLPL Financial LLCMorgan Stanley10-26-2009
Tami Larene SalzerLPL Financial LLCMorgan Stanley12-16-2009
Jan James KleinLPL Financial LLCMorgan Stanley$2501-15-2010
Charles Arthur GoodmanLPL Financial LLCMorgan Stanley03-04-2010
Jasin Scott CarlenLPL Financial LLCMorgan Stanley03-09-2010
Charles Richard Hutchinson Jr.LPL Financial LLCMorgan Stanley04-16-2010
Howard B RosenblattLPL Financial LLCMorgan Stanley$10004-26-2010
James Paul UrbonasLPL Financial LLCMorgan Stanley$20005-05-2010
Michael Fuk Hung ChangLPL Financial LLCMorgan Stanley05-19-2010
Michael G ZamboniLPL Financial LLCMorgan Stanley05-27-2010
Craig William StrassellLPL Financial LLCMorgan Stanley05-27-2010
Charles Lewis ShapiroLPL Financial LLCMorgan Stanley$5008-16-2010
Robert F. Halligan IILPL Financial LLCMorgan Stanley$11510-14-2010
Rachel Dina DennenbergLPL Financial LLCMorgan Stanley$20001-14-2011
Russell Evans TowneLPL Financial LLCMorgan Stanley07-29-2011
William Edward PollakLPL Financial LLCMorgan Stanley09-09-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL Financial LLCMorgan Stanley$30009-28-2011
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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