Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert SawayaRBC Capital Markets, LLCMorgan Stanley05-06-2010
Andrew J. BaileyRBC Capital Markets, LLCMorgan Stanley02-01-2016
Bradley Alexander FinniganRBC Capital Markets, LLCMorgan Stanley$10008-10-2017
Brandon Todd YorkRBC Capital Markets, LLCMorgan Stanley$10011-07-2018
Christopher Hans Wells, Ryan John Souligny, Jeremy Alfred PurschRBC Capital Markets, LLCMorgan Stanley01-10-2014
Christopher Michael SpenceRBC Capital Markets, LLCMorgan Stanley$5011-07-2018
Clark Richard Morgan, Ronald Lynn ChapmanRBC Capital Markets, LLCMorgan Stanley$5002-06-2013
Courtney E. AllenRBC Capital Markets, LLCMorgan Stanley11-09-2012
Donald Ian Mills, Steven Eugene Lahre, Jeffrey Jon Fink, Brian Christopher NeaultRBC Capital Markets, LLCMorgan Stanley$10011-09-2012
Edmund Joseph Regan IIRBC Capital Markets, LLCMorgan Stanley$14302-19-2016
Graham Dylan OkellyRBC Capital Markets, LLCMorgan Stanley05-15-2017
Grant David DevaulRBC Capital Markets, LLCMorgan Stanley05-15-2017
James Edward NielsenRBC Capital Markets, LLCMorgan Stanley$2506-04-2012
Kristian Pfeil SorensenRBC Capital Markets, LLCMorgan Stanley$2506-07-2013
Michael William RovensRBC Capital Markets, LLCMorgan Stanley05-06-2010
Richard J. FrankelRBC Capital Markets, LLCMorgan Stanley$10011-10-2016
Robert Bruce Marshall, William Gardner MarshallRBC Capital Markets, LLCMorgan Stanley05-01-2013
Shamya Munni UllahRBC Capital Markets, LLCMorgan Stanley08-10-2017
Shawn Shyama PattRBC Capital Markets, LLCMorgan Stanley$10011-10-2016
Taylor Connell BiehnRBC Capital Markets, LLCMorgan Stanley05-15-2017
Tracy Alan PulversRBC Capital Markets, LLCMorgan Stanley05-06-2010
Wesley David PreviantRBC Capital Markets, LLCMorgan Stanley06-18-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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