Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony EdwardsThornes & Associates, Inc. Investment SecuritiesMorgan Stanley & Co. LLC$2506-01-2009
Mike Chinwoo KimWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-29-2009
Jonathon Daniel CohenPacific Shores Investment AdvisorsMorgan Stanley & Co. LLC$1005-27-2009
Devesh Haridas PurohitWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5005-22-2009
Lynn J Danz KayeLPL Financial LLCMorgan Stanley & Co. LLC$5005-21-2009
William Gilbert GlennonUBS Financial Services Inc.Morgan Stanley & Co. LLC$20005-19-2009
Kirk Fitzgerald StaufferKovack Securities Inc.Morgan Stanley & Co. LLC$20004-21-2009
Cathie M. Callahan DitriWestern International Securities, Inc.Morgan Stanley & Co. LLC04-20-2009
Jeffrey Dana LynnAmeriprise Advisor Services, Inc.Morgan Stanley & Co. LLC$5004-17-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$10004-03-2009
John Otto SommerFinancial Advisers of America, LLCMorgan Stanley & Co. LLC$10003-30-2009
Gary Joseph VickNYLIFE Securities LLCMorgan Stanley & Co. LLC$10003-13-2009
Ronald Craig BettenWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10003-13-2009
Michael Christopher C. McWhorterUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
David Paul NeeveUBS Financial Services Inc.Morgan Stanley & Co. LLC$103-06-2009
Jeremy Joseph DrakeHCR Wealth AdvisorsMorgan Stanley & Co. LLC03-03-2009
Jay Landon HutchcraftWells Fargo Investments, LLCMorgan Stanley & Co. LLC02-27-2009
Mark Gordon RuofRBC Capital Markets, LLCMorgan Stanley & Co. LLC$15002-27-2009
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Clarence James Bannowsky IVWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-18-2009
Vartan Simon TelianWestern International Securities, Inc.Morgan Stanley & Co. LLC02-13-2009
Douglas M. Pryor IIStifel, Nicolaus & Company, IncorporatedMorgan Stanley & Co. LLC$1002-13-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Steven CarmandalianUBS Financial Services Inc.Morgan Stanley & Co. LLC02-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.