Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam G FischerUBS Financial Services Inc.Morgan Stanley & Co. LLC02-19-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Adam PersilyRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC$5001-30-2009
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Aleksandar S JakovljevicPark Avenue Securities LLCMorgan Stanley & Co. LLC02-23-2009
Bill Winthrop HoughtonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-09-2009
Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Cathie M Callahan DitriWestern International Securities, Inc.Morgan Stanley & Co. LLC$4204-20-2009
Charles Michael AnkrimRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC$15001-30-2009
Clarence James Bannowsky IvWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-18-2009
Daniel Storey HenryRBC Capital Markets, LLCMorgan Stanley & Co. LLC$10002-12-2009
David Victor MenasheMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$28002-13-2009
Elizabeth BourneWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-30-2009
Eric HernandezUBS Financial Services Inc.Morgan Stanley & Co. LLC$28601-30-2009
Geoffrey Steven Dettlinger Jr JrWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00002-13-2009
Gina Jessee CeredaWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-12-2009
Glenn Louis SageUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Jack David StonhausUBS Financial Services Inc.Morgan Stanley & Co. LLC$14401-16-2009
James Steven SheridanUBS Financial Services Inc.Morgan Stanley & Co. LLC$1,00001-30-2009
John Joseph MoranUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
John Oscar Fogarty JrUBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-30-2009
Kirk Fitzgerald StaufferKovack Securities Inc.Morgan Stanley & Co. LLC04-21-2009
Laura Ann SmithWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Lee Ann CoburnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-09-2009
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.