Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Daniel CohenPacific Shores Investment AdvisorsMorgan Stanley & Co. LLC05-27-2009
Adam Jan SlowikUBS Financial Services Inc.Morgan Stanley & Co. LLC03-06-2009
Jeremy Joseph DrakeHCR Wealth AdvisorsMorgan Stanley & Co. LLC03-03-2009
Jay Landon HutchcraftWells Fargo Investments, LLCMorgan Stanley & Co. LLC02-27-2009
Steven CarmandalianUBS Financial Services Inc.Morgan Stanley & Co. LLC02-13-2009
Vartan Simon TelianWestern International Securities, Inc.Morgan Stanley & Co. LLC02-13-2009
Keith Steven ClarkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC02-03-2009
Scott Gregory ShepherdUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Laura Ann SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC01-30-2009
Stephen John BlanchardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC01-28-2009
Leonard KreutnerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Mike Chinwoo KimWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10005-29-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$10004-03-2009
John Otto SommerFinancial Advisers of America, LLCMorgan Stanley & Co. LLC$10003-30-2009
Gary Joseph VickNYLIFE Securities LLCMorgan Stanley & Co. LLC$10003-13-2009
Ronald Craig BettenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10003-13-2009
Michael Christopher C. McWhorterUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-06-2009
Douglas M Pryor IIStifel, Nicolaus & Company, IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Hugh Henry Levenson Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10002-13-2009
Geoffrey Steven Dettlinger Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10002-13-2009
Michael Kevin AubelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10002-12-2009
Gina Jessee CeredaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10002-12-2009
Daniel Storey HenryRBC Capital Markets, LLCMorgan Stanley & Co. LLC$10002-12-2009
Raymond Dean MartinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC$10002-11-2009
Next Page »

Showing 1 to 25 of 67 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.