Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph PenceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Aaron M. BlumMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Adam Alexander AndersonMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Adam Ira MarcusMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Aj Jolfai SafaviMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Al Frank BarronMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alan Benton SilverbergMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alan Browne WhitmanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Alan Buford AdlerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alan Peter McIntosh IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Albie Booth VolleroMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Alexander Beaumont BianchiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alexander Wallace MaruszkoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alfred Joseph PerrineMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Allen Israel HershbergMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Andrew Monty CunninghamMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Andy P. ChenMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Ann TuMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anne Yaye Nishiura-SetoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anny Cho-Fang ShenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anthony C BakerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Arash NassiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ardaches PeltekianMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ari Donald KalanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Arthur Vincent BurkhardMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Next Page »

Showing 1 to 25 of 524 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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