Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hakop Jack MavyanPark Avenue Securities LLCNYLIFE Securities LLC10-02-2020
Nichola Shea PeacockPrincipal Securities, Inc.NYLIFE Securities LLC09-16-2020
Tony C LanMML Investors Services, LLCNYLIFE Securities LLC08-27-2020
Gabriel Anthony RamirezOneAmerica Securities, Inc.NYLIFE Securities LLC07-06-2020
Alexander Gary FolkenFidelity Brokerage Services LLCNYLIFE Securities LLC06-17-2020
Sinhy LimAllstate Financial Services, LLCNYLIFE Securities LLC05-29-2020
Matthew James RauenGlobal Retirement Partners LLCNYLIFE Securities LLC05-18-2020
David BandalanJ.P. Morgan Securities LLCNYLIFE Securities LLC04-22-2020
Thomas E Marks IIPruco Securities, LLC.NYLIFE Securities LLC02-11-2020
denise Chenling wangHSBC Securities (USA) Inc.NYLIFE Securities LLC02-04-2020
Daniel Enrique LopezAmeriprise Financial Services, LLCNYLIFE Securities LLC01-22-2020
Ninh Ha Hai NguyenJ.P. Morgan Securities LLCNYLIFE Securities LLC01-22-2020
Sarah HansenPruco Securities, LLC.NYLIFE Securities LLC11-05-2019
Jonathan Anthony Fisher JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC10-31-2019
Beza Inku SamuelJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2019
Rachel Shayna TichauerMML Investors Services, LLCNYLIFE Securities LLC09-26-2019
Zachary John OsbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-09-2019
Nhu Quynh DaoMML Investors Services, LLCNYLIFE Securities LLC09-03-2019
Corey James CollinsJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2019
Anthony Joseph GutierrezJ.P. Morgan Securities LLCNYLIFE Securities LLC08-15-2019
Lani Gonzal JudalOneAmerica Securities, Inc.NYLIFE Securities LLC08-06-2019
Nikolas Christian RefanidisJ.P. Morgan Securities LLCNYLIFE Securities LLC08-02-2019
Odalis MedianeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-25-2019
Michael Edward PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
John Sebastian WinstonPark Avenue Securities LLCNYLIFE Securities LLC06-03-2019
Next Page »

Showing 1 to 25 of 88 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.