Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Shana Renee BradleyAllstate Financial Services, LLCNYLIFE Securities LLC08-01-2018
Solomon TragerAllstate Financial Services, LLCNYLIFE Securities LLC01-03-2018
Oscar GaytanAllstate Financial Services, LLCNYLIFE Securities LLC09-14-2017
Hanna PaikAllstate Financial Services, LLCNYLIFE Securities LLC05-31-2017
Prabhjit Singh DhillonAllstate Financial Services, LLCNYLIFE Securities LLC12-06-2016
Guy Lee RichardsonAllstate Financial Services, LLCNYLIFE Securities LLC12-01-2016
Steven Edward SmithAllstate Financial Services, LLCNYLIFE Securities LLC10-07-2016
William Jeffrey SpectorAllstate Financial Services, LLCNYLIFE Securities LLC$1009-26-2016
Gavin Gerard DunneAllstate Financial Services, LLCNYLIFE Securities LLC08-19-2016
Erik Michael AndersenAllstate Financial Services, LLCNYLIFE Securities LLC06-27-2016
Theodore Rolfs MillerAllstate Financial Services, LLCNYLIFE Securities LLC06-01-2016
Kathleen Radowicz NymanAllstate Financial Services, LLCNYLIFE Securities LLC05-23-2016
Christopher J. ZuaroAllstate Financial Services, LLCNYLIFE Securities LLC05-11-2016
Armando Javier GomezAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2015
Jeffrey M. SerafineAllstate Financial Services, LLCNYLIFE Securities LLC11-24-2015
Brandon Harrison HymesAllstate Financial Services, LLCNYLIFE Securities LLC03-21-2013
David NguyenAllstate Financial Services, LLCNYLIFE Securities LLC07-18-2012
Andres G BattaAllstate Financial Services, LLCNYLIFE Securities LLC05-28-2009
Daniel Enrique LopezAmeriprise Financial Services, LLCNYLIFE Securities LLC01-22-2020
Richard BoydAmeriprise Financial Services, LLCNYLIFE Securities LLC07-08-2019
Johnny Gin Yang NgAmeriprise Financial Services, LLCNYLIFE Securities LLC06-07-2017
Gary Joseph VickAvantax Investment Services, Inc.NYLIFE Securities LLC$10008-11-2009
Megumi Taniuchi McCaffreyAXA Advisors, LLCNYLIFE Securities LLC03-24-2017
Marcos Antonio DiazBBVA Securities Inc.NYLIFE Securities LLC06-10-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.