Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Angelika Kashina BazeTransamerica Financial Advisors, IncNational Planning Corporation03-21-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Steve Emmet WalkerCentaurus Financial, Inc.National Planning Corporation$5001-08-2018
Blair HansenKMS Financial Services, Inc.National Planning Corporation$33012-13-2017
Thomas David AhrendtCambridge Investment Research, Inc.National Planning Corporation11-29-2017
Da SoodjindaSagePoint Financial, Inc.National Planning Corporation11-24-2017
Rena Terese MaySecurities America, Inc.National Planning Corporation11-22-2017
Lisa Scott LagorioSecurities America, Inc.National Planning Corporation$2511-15-2017
Robert Steven WolfSecurities America, Inc.National Planning Corporation11-10-2017
Brian Vahan BozajianMML Investors Services, LLCNational Planning Corporation11-09-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$5011-08-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation11-06-2017
Paul Alphonse CastagnaSecurities America, Inc.National Planning Corporation$11911-03-2017
Gail Lebeau MarshallCentaurus Financial, Inc.National Planning Corporation11-03-2017
Natalie Ann LeiningerSecurities America, Inc.National Planning Corporation$2511-03-2017
Frank Ralph LavinSecurities America, Inc.National Planning Corporation11-03-2017
Marco David FontaniIndependent Financial Group, LLCNational Planning Corporation$5011-02-2017
Mary Jacqueline Angbetic WaldenSagePoint Financial, Inc.National Planning Corporation11-02-2017
Donna D LeaNWF Advisory Services IncNational Planning Corporation11-01-2017
Eddie NgoSigma Financial CorporationNational Planning Corporation$15010-31-2017
Angeli Aguila ForsterSagePoint Financial, Inc.National Planning Corporation$5010-31-2017
Sherry Ann AzevedoSecurities America, Inc.National Planning Corporation10-31-2017
David Mikio SakataSecurities America, Inc.National Planning Corporation10-31-2017
Joseph Charles TanseySagePoint Financial, Inc.National Planning Corporation$1710-31-2017
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.