Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Theodore DehesaMorgan StanleyNational Planning Corporation07-08-2013
Alma C. EdralinChase Investment Services Corp.National Planning Corporation01-10-2011
Anahid Dana LukeIndependent Financial Group, LLCNational Planning Corporation09-28-2017
Angelika Kashina BazeTransamerica Financial Advisors, IncNational Planning Corporation03-21-2018
Ann PolokoAnn Poloko, LLCNational Planning Corporation10-23-2017
Anna Ocampo LovellFSC Securities CorporationNational Planning Corporation02-22-2013
Arnold Sychangco AllamWells Fargo Clearing Services, LLCNational Planning Corporation05-06-2011
Arthur Wayne PotterMetLife Securities Inc.National Planning Corporation$1005-16-2014
Barbara Jessup WilliamsSecurities America, Inc.National Planning Corporation$5010-24-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation$1011-06-2017
Blair Douglas HansenKMS Financial Services, Inc.National Planning Corporation$5010-18-2017
Bobb Arthur MeckenstockIndependent Financial Group, LLCNational Planning Corporation$5007-30-2010
Brenda Joyce WilsonSagePoint Financial, Inc.National Planning Corporation10-29-2014
Brian Eric SamuelsProsperity Wealth Management, Inc.National Planning Corporation$1607-05-2017
Brian K. SchlichterMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Planning Corporation09-11-2014
Brian Russell BedordRoyal Alliance Associates, Inc.National Planning Corporation10-30-2017
Brian Vahan BozajianMML Investors Services, LLCNational Planning Corporation11-09-2017
Brooke Elizabeth WarnerAXA Advisors, LLCNational Planning Corporation08-01-2010
Bryan Christopher SavageSecurities America, Inc.National Planning Corporation$1010-16-2017
Bryan James HickingbottomRaymond James Financial Services, Inc.National Planning Corporation$1001-30-2009
Carlomagno Lim FabroPruco Securities, LLC.National Planning Corporation05-01-2012
Celeste Karen WallDynamic Wealth AdvisorsNational Planning Corporation10-30-2015
Chad Daniel HornadayAXA Advisors, LLCNational Planning Corporation05-01-2013
Chad Matthew WeberTIAA-CREF Individual & Institutional Services, LLCNational Planning Corporation06-18-2012
Charlene Marie BurkhardtIndependent Advisor Alliance, LLCNational Planning Corporation06-30-2016
Next Page »

Showing 1 to 25 of 175 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.