Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Rocco Christopher BarbaroCetera Advisor Networks LLCNational Planning Corporation01-18-2018
Gerald Douglas Watson Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Dennis Frank RoseLPL Financial LLCNational Planning Corporation11-29-2017
Joseph Anthony PenaLPL Financial LLCNational Planning Corporation11-29-2017
Mary Jo Simmons ChorbagianLPL Financial LLCNational Planning Corporation11-29-2017
George William SimpsonLPL Financial LLCNational Planning Corporation11-29-2017
Stanley Nick TzikasLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Alan BrownLPL Financial LLCNational Planning Corporation11-29-2017
Blake Dean BaxterLPL Financial LLCNational Planning Corporation11-29-2017
Joel Benjamin KemmererLPL Financial LLCNational Planning Corporation11-29-2017
Lenore Joan RostoniLPL Financial LLCNational Planning Corporation11-29-2017
Elizabeth Grace NormanLPL Financial LLCNational Planning Corporation11-29-2017
Neal Alfred WanerLPL Financial LLCNational Planning Corporation11-29-2017
Mickey Lee HendersonLPL Financial LLCNational Planning Corporation11-29-2017
Lanny Rex StoutLPL Financial LLCNational Planning Corporation11-29-2017
Ron Masami FukagawaLPL Financial LLCNational Planning Corporation11-29-2017
Ivan BregerLPL Financial LLCNational Planning Corporation11-29-2017
John Louie MorrisonLPL Financial LLCNational Planning Corporation11-29-2017
Robert D MelinoLPL Financial LLCNational Planning Corporation11-29-2017
Francis Xavier PisanoLPL Financial LLCNational Planning Corporation11-29-2017
Greg Thomas SkinnerLPL Financial LLCNational Planning Corporation11-29-2017
Nina SantichLPL Financial LLCNational Planning Corporation11-29-2017
Earl Robert KeeganLPL Financial LLCNational Planning Corporation11-29-2017
Paul Arthur WaltersLPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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