Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Frederick DillawayHD Vest Investment ServicesNew England Securities$5005-14-2015
Robert A. Koba Jr.LPL Financial LLCNew England Securities01-28-2015
Michael Joseph WoitkoskiLPL Financial LLCNew England Securities$2511-25-2014
Stephanie Anne BarnierLPL Financial LLCNew England Securities11-14-2014
Lawrence Joseph WellerThe Wealth Consulting GroupNew England Securities11-12-2014
Darren Blaine ToddLPL Financial LLCNew England Securities$5011-11-2014
Paul Sun-Wook LimLPL Financial LLCNew England Securities$5011-11-2014
Marc Arlyn GalloLPL Financial LLCNew England Securities$5011-10-2014
Michael Stephan MareMutual Securities, Inc.New England Securities11-03-2014
Carolrose Ann SchlesingerLPL Financial LLCNew England Securities$15010-03-2014
Laura Esmeralda Gutierrez-MendezLPL Financial LLCNew England Securities10-03-2014
Michael Anthony PosnerTD Ameritrade Investment Management, LLCNew England Securities07-01-2014
Michael Wayne ArthursAmeritas Investment Corp.New England Securities$1907-01-2014
Jorge K FinkelbergPruco Securities, LLC.New England Securities06-26-2014
Daniel Paul CheslerTD Ameritrade Investment Management, LLCNew England Securities06-04-2014
Christine Janelle KuetherLPL Financial LLCNew England Securities$105-28-2014
Mitchell Hutto HesenLPL Financial LLCNew England Securities$5005-27-2014
Ryan O HaslamLPL Financial LLCNew England Securities$5005-27-2014
Lilian Kinling LinVoya Financial Advisors, Inc.New England Securities$5004-28-2014
Robert Alan LoveLIBERTY GROUP, LLCNew England Securities04-14-2014
Jennifer CrisologoLPL Financial LLCNew England Securities03-14-2014
Jenny LeeMorgan StanleyNew England Securities02-06-2014
Jay Carter GreenLPL Financial LLCNew England Securities01-24-2014
Eric David HatfieldHatfield Insurance & Financial Services, Inc.New England Securities01-23-2014
Jerry Chia-Jui BienFORESTERS EQUITY SERVICES, INC.New England Securities01-07-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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