Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scot Alan ShierMoney Concepts Capital CorpNext Financial Group, Inc.$5004-05-2019
Gianne Carlo Dizon ApuradoMML Investors Services, LLCNext Financial Group, Inc.07-18-2018
Stephen Laurence ShlossCrown Capital Securities, L.P.Next Financial Group, Inc.06-08-2017
Daniel Robert HahnIndependent Financial Group, LLCNext Financial Group, Inc.$2503-03-2017
Steven Alan BlakeIndependent Financial Group, LLCNext Financial Group, Inc.$1003-03-2017
Xiomara Maribel VielmanIndependent Financial Group, LLCNext Financial Group, Inc.03-03-2017
Derrik Jacob HubbardThe Stewardship SolutionNext Financial Group, Inc.02-25-2016
Ryan Alexander DeamicisCFD Investments, Inc.Next Financial Group, Inc.07-24-2015
Nathan D. CruzCFD Investments, Inc.Next Financial Group, Inc.07-24-2015
Douglas Keith HyerFirst Allied Securities, Inc.Next Financial Group, Inc.$2501-31-2013
Robert Alvin Ebert Jr.FSC Securities CorporationNext Financial Group, Inc.$1011-29-2012
Edwin Orwin Young Jr.Voya Financial Advisors, Inc.Next Financial Group, Inc.09-14-2012
Stephane Win HpayVoya Financial Advisors, Inc.Next Financial Group, Inc.$2505-30-2012
Arthur Richard KoskelaVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
Scott Kent MorleyVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
Richard Edwin Olson Sr.H. Beck, Inc.Next Financial Group, Inc.12-16-2011
Aleksandar KrakovicSagePoint Financial, Inc.Next Financial Group, Inc.05-13-2011
David Alan RamosSagePoint Financial, Inc.Next Financial Group, Inc.02-14-2011
James Patrick MurraySCF Securities, Inc.Next Financial Group, Inc.$10011-11-2010
Azeb Gessesse ClarkCambridge Investment Research, Inc.Next Financial Group, Inc.04-13-2010
Jenny Mack JonesThe Jones Stewardship Group, LLCNext Financial Group, Inc.06-25-2009
Donald Edson Johnson IIIWells Fargo Clearing Services, LLCNext Financial Group, Inc.05-29-2009
Brian Stirling SeamanUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.01-02-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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