Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce J. Lutomski IIJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-09-2016
Ravi Sonny ChandMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-27-2016
Adam Lawrence WeinstockWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2016
Christopher G. BielerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-03-2016
Son Duy LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-14-2016
Victoria J. AvedesianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2016
Terrence A. McLaneyNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Vincent S. MoisoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-17-2015
Thomas A. Freeman Jr.Park Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-01-2015
Mark Ryan SteeberEdward JonesNorthwestern Mutual Investment Services, LLC09-11-2015
Dayne Lawrence CristSanford C. Bernstein & Co., LLCNorthwestern Mutual Investment Services, LLC08-11-2015
Billie Carl CookSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC08-05-2015
Mitchell Joseph HickeyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC07-08-2015
Christopher Joseph BaccariMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2015
Matthew Thomas FerrelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2015
Michael Adam ShapiroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5004-21-2015
Tushar KumarLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1003-06-2015
Vishal KumarLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-06-2015
Lisa Michele EvansLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Morgan D StevensMorgan Stevens Asset Management, LLCNorthwestern Mutual Investment Services, LLC02-19-2015
William BaselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2502-17-2015
Donald Kendall DejongeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2014
Kimy S. SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-23-2014
Zachary Justin BayState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC08-04-2014
Robert Charles ChaseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-30-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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