Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$8506-18-2020
Adam Spiegelman Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$35002-21-2018
Yvonne SreshtaLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-16-2020
Daniel Thomas GoodmanSierra Pacific Financial AdvisorsNorthwestern Mutual Investment Services, LLC09-15-2020
Francis Stewart McGovern JrPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-15-2020
Brett A NussenOrin Green Financial, LLCNorthwestern Mutual Investment Services, LLC09-08-2020
Matthew N WallenAdvicePeriod, LLCNorthwestern Mutual Investment Services, LLC08-26-2020
Zackery HenryPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC08-18-2020
Thomas Scott DudleyLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-23-2020
David William McquadeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2507-23-2020
Warren Stone DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2506-18-2020
Rachael G StandaertCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-18-2020
Matthew CallahanSeaside Wealth Management, Inc.Northwestern Mutual Investment Services, LLC$15006-15-2020
Amber SchiffertMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2020
Stephen FraserFirst Republic Securities Company, LLCNorthwestern Mutual Investment Services, LLC04-16-2020
Eric SagadinLido Advisors, LLCNorthwestern Mutual Investment Services, LLC02-12-2020
Nicholas M PremoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-05-2020
Kyle William Stits ICooper Capital GroupNorthwestern Mutual Investment Services, LLC01-30-2020
Dominik YatesPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-16-2020
Parker R JohnsonCooper Capital GroupNorthwestern Mutual Investment Services, LLC01-15-2020
Patrick Brian Bentley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-18-2019
Narith LongNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC12-13-2019
Sean ParryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
David William FinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-05-2019
Charles Cameron Clark Birse VJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-08-2019
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Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.