Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas M. PremoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-05-2020
Sean ParryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
Alexander George PiperMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2018
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Jared Benjamin FeldmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-18-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-19-2018
Frederic SheuMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Joshua D. WakefieldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-16-2016
Christopher G. BielerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-03-2016
Son Duy LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$104-14-2016
Alina Hooliana VartazarianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2016
Victoria J. AvedesianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2016
Ryan B. MooreMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-12-2016
David A. Krouse Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-28-2016
Christopher Joseph BaccariMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2015
Matthew Thomas FerrelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2015
Michael Adam ShapiroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5004-21-2015
William BaselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2502-17-2015
Salim AdmonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2014
Michael James WelchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-01-2014
Donald Kendall DejongeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2014
Kimy S. SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-23-2014
Kenneth Dean BrookeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-19-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.