Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1001-19-2018
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Christopher G. BielerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-03-2016
Son Duy LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-14-2016
Victoria J. AvedesianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2016
Christopher Joseph BaccariMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2015
Matthew Thomas FerrelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2015
Michael Adam ShapiroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5004-21-2015
William BaselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2502-17-2015
Donald Kendall DejongeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2014
Kimy S. SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-23-2014
Robert Charles ChaseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-30-2014
Ryan Scott ThomasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2014
Steven Michael DarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-10-2014
William Robert ParkinsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2014
Charles Edward BallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-31-2014
Alicia Emily McKieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-06-2013
Ira Mark HermannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-31-2013
David Owen SchrempfMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-23-2013
Douglas Wayne Van OrderMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-15-2013
Jeffrey Belfield BushMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-13-2012
Blake Elliott MaterewiczMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-30-2012
Christopher Mcroberts SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2010
Robert Charles Carty Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-27-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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