Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Lawrence Gerard EnglerB. Riley Wealth ManagementOppenheimer & Co. Inc.02-01-2018
Javier Jaime CardenasHilltop Securities Inc.Oppenheimer & Co. Inc.$5011-29-2017
Celia Tanya EvereklianMorton Capital Management, LLCOppenheimer & Co. Inc.11-03-2017
Peter Ariel ShuperAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10010-11-2017
James Sidney HerzikoffAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Zak William ShapiroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Andrew CoulterLPL Financial LLCOppenheimer & Co. Inc.$1003-01-2017
Christopher M. LittyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5010-28-2016
Eugene Yin WangWestern International Securities, Inc.Oppenheimer & Co. Inc.06-24-2016
John Patrick YarmoskiStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.03-10-2016
Eduardo Guillermo TorresInvestment Placement GroupOppenheimer & Co. Inc.$18401-26-2016
Dedrick L. RhoneMorgan StanleyOppenheimer & Co. Inc.12-28-2015
Kevin J WilsonUBS Financial Services Inc.Oppenheimer & Co. Inc.$10010-02-2015
Matthew Hugh HurleyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-15-2015
Jamie TamRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Michael ShermanRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Tim Patrick AndersonStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5005-22-2015
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
Jonathan Craig CherkasStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15001-29-2015
Samanta Rodil BillauerStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.01-29-2015
Jeffrey Gareth HeimstaedtWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.11-28-2014
Hung Brandon LyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-03-2014
David Barrett BermanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10009-15-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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