Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony HsuAlethea Capital Management, LLCOppenheimer & Co. Inc.$2503-07-2011
Gregory Michael AdamczykAlpha Cubed Investments, LLCOppenheimer & Co. Inc.02-16-2017
James Sidney HerzikoffAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-11-2017
Zak William ShapiroAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-11-2017
Peter Ariel ShuperAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$10010-11-2017
Christopher M. LittyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5010-28-2016
Casey Ryan CassityAzul Financial LLCOppenheimer & Co. Inc.11-14-2016
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Lawrence Gerard EnglerB. Riley Wealth ManagementOppenheimer & Co. Inc.02-01-2018
Robert B. RobinsonBoston Private WealthOppenheimer & Co. Inc.10-26-2017
David Earl HendershottCalton & Associates, Inc.Oppenheimer & Co. Inc.$5001-02-2015
Charles Acheson LavertyCalton & Associates, Inc.Oppenheimer & Co. Inc.$5003-17-2014
Michelle Sule StewartCetera Advisor Networks LLCOppenheimer & Co. Inc.06-24-2019
Lawrence Ira GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.$15006-08-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
David Annanders IICitigroup Global Markets Inc.Oppenheimer & Co. Inc.10-06-2015
Brian Michael McLoughlinCitigroup Global Markets Inc.Oppenheimer & Co. Inc.05-28-2009
Clifford Cuenca BalgosFidelity Brokerage Services LLCOppenheimer & Co. Inc.06-17-2015
Ali Sotoodeh RadFinancial West GroupOppenheimer & Co. Inc.05-28-2010
Kathleen CourtrightFirst Allied Securities, Inc.Oppenheimer & Co. Inc.04-02-2014
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Malcolm Douglas MaclennanFSC Securities CorporationOppenheimer & Co. Inc.$15003-16-2017
James Matthew ChaneyGirard Securities, Inc.Oppenheimer & Co. Inc.12-22-2010
Javier Jaime CardenasHilltop Securities Inc.Oppenheimer & Co. Inc.$5011-29-2017
Dennis Phillip AyreIntegrated Advisors Network LLCOppenheimer & Co. Inc.$10004-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.