Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amit Raz StavinskyTamar Securities, LLCOppenheimer & Co. Inc.06-11-2010
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Andrew CoulterLPL Financial LLCOppenheimer & Co. Inc.$1003-01-2017
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Celia Tanya EvereklianMorton Capital Management, LLCOppenheimer & Co. Inc.11-03-2017
Christopher M. LittyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5010-28-2016
Dana Paul GoldfarbRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-19-2010
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
David Barrett BermanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10009-15-2014
Dedrick L. RhoneMorgan StanleyOppenheimer & Co. Inc.12-28-2015
Donald Richard MillerSCF Securities, Inc.Oppenheimer & Co. Inc.$5005-16-2014
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Eduardo Guillermo TorresInvestment Placement GroupOppenheimer & Co. Inc.$18401-26-2016
Eugene Yin WangWestern International Securities, Inc.Oppenheimer & Co. Inc.06-24-2016
Hung Brandon LyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-03-2014
James Sidney HerzikoffAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Jamie TamRBC Capital Markets, LLCOppenheimer & Co. Inc.07-24-2015
Javier Jaime CardenasHilltop Securities Inc.Oppenheimer & Co. Inc.$5011-29-2017
Jeffrey Gareth HeimstaedtWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.11-28-2014
Jeffrey Stuart RodvienMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.08-29-2012
John Patrick YarmoskiStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.03-10-2016
Jonathan Craig CherkasStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15001-29-2015
Jurgen Peter Alexander Van De LeurMorgan StanleyOppenheimer & Co. Inc.$2507-01-2014
Kevin J WilsonUBS Financial Services Inc.Oppenheimer & Co. Inc.$10010-02-2015
Lawrence Gerard EnglerB. Riley Wealth ManagementOppenheimer & Co. Inc.02-01-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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