Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Anatol ZalevskyMorgan StanleyOppenheimer & Co. Inc.$5003-06-2015
Ali Sotoodeh RadFinancial West GroupOppenheimer & Co. Inc.05-28-2010
Amit Raz StavinskyTamar Securities, LLCOppenheimer & Co. Inc.06-11-2010
Andres AlfaroB. Riley Wealth ManagementOppenheimer & Co. Inc.02-20-2018
Andrew CoulterLPL Financial LLCOppenheimer & Co. Inc.$1003-01-2017
Anthony Nicholas CorraoFirst Allied Securities, Inc.Oppenheimer & Co. Inc.$15002-17-2012
Benjamin Alan PosenLindbrook Capital, LLCOppenheimer & Co. Inc.05-13-2011
Bracken Timothy OsheaSecurian Financial Services, Inc.Oppenheimer & Co. Inc.02-02-2016
Brian James McCaffertyNiagara International Capital LimitedOppenheimer & Co. Inc.$5012-11-2017
Brian Michael McLoughlinCitigroup Global Markets Inc.Oppenheimer & Co. Inc.05-28-2009
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Carol Elizabeth MarksMorgan StanleyOppenheimer & Co. Inc.08-03-2010
Casey Ryan CassityAzul Financial LLCOppenheimer & Co. Inc.11-14-2016
Celia Tanya EvereklianMorton Capital Management, LLCOppenheimer & Co. Inc.11-03-2017
Charles Acheson LavertyCalton & Associates, Inc.Oppenheimer & Co. Inc.$5003-17-2014
Charles Acheson LavertyUBS Financial Services Inc.Oppenheimer & Co. Inc.$5005-13-2010
Christopher M. LittyAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5010-28-2016
Clifford Cuenca BalgosFidelity Brokerage Services LLCOppenheimer & Co. Inc.06-17-2015
Craig Charles HarbinMuriel Siebert & Co., Inc.Oppenheimer & Co. Inc.$6804-02-2019
Dana Lynn McDonaldRBC Capital Markets, LLCOppenheimer & Co. Inc.$10004-04-2011
Dana Paul GoldfarbRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-19-2010
Daniel Robert LevinWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.01-30-2015
David Annanders IICitigroup Global Markets Inc.Oppenheimer & Co. Inc.10-06-2015
David Barrett BermanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10009-15-2014
David Earl HendershottCalton & Associates, Inc.Oppenheimer & Co. Inc.$5001-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.