Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucian Mohssin LobelkarimiLuke CapitalPFS Investments Inc.03-25-2020
Carlos Francisco UriarteSecurities Management & Research, Inc.PFS Investments Inc.03-12-2020
Jacquelyn Carson HuntEquity Advisors, LLCPFS Investments Inc.02-07-2020
Sean Otis LedreeLoop Investing Technologies LLCPFS Investments Inc.01-16-2020
Kevin Oneal ThomasEquitable Advisors, LLCPFS Investments Inc.11-27-2019
Ajay Kumar SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.09-11-2019
Imad Ziad SharanMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.07-24-2019
Diego Adrian ConejoTransamerica Financial Advisors, IncPFS Investments Inc.05-28-2019
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Mayra I BecerrilFarmers Financial Solutions, LLCPFS Investments Inc.03-09-2018
Dean Stuart LyonsJ.P. Morgan Securities LLCPFS Investments Inc.10-19-2016
Keith Lloyd TateTransamerica Financial Advisors, IncPFS Investments Inc.04-06-2016
Theresa Eileen DowneyParsonex Securities, Inc.PFS Investments Inc.04-05-2016
Ravi Atreya TarekereEquitable Advisors, LLCPFS Investments Inc.03-31-2016
Alexandra Raquel DoddsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.12-11-2015
David J ZunigaLPL Financial LLCPFS Investments Inc.08-31-2015
Timothy John PadillaVoya Financial Advisors, Inc.PFS Investments Inc.08-18-2015
Barbara Kershnep LoosPruco Securities, LLC.PFS Investments Inc.$5009-02-2014
Kathlyn Michelle PiercePruco Securities, LLC.PFS Investments Inc.08-04-2014
Erick ArndtLPL Financial LLCPFS Investments Inc.$1,00001-02-2013
Lawrence Ming HoeyLPL Financial LLCPFS Investments Inc.08-01-2012
Heidi Anne HershmanHBW Securities LLCPFS Investments Inc.09-21-2011
Octaviano Montejano JrAllstate Financial Services, LLCPFS Investments Inc.07-12-2011
Tamone PhengrasameeAllstate Financial Services, LLCPFS Investments Inc.05-25-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.