Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Stewart McGovern Jr.Northwestern Mutual Investment Services, LLCPark Avenue Securities LLC01-28-2020
Michael P. LaceySignature Resources Capital Management, LLCPark Avenue Securities LLC08-21-2019
Johnson Lim Go Jr.Pruco Securities, LLC.Park Avenue Securities LLC07-29-2019
Celina Marie CoffmanIndependent Financial Group, LLCPark Avenue Securities LLC07-02-2019
Anthony Christopher RossiAE Wealth Management, LLCPark Avenue Securities LLC04-03-2019
Brett M. GattaPFG AdvisorsPark Avenue Securities LLC02-06-2019
Howard DouglasMorgan StanleyPark Avenue Securities LLC01-28-2019
Atsushi KurosawaPruco Securities, LLC.Park Avenue Securities LLC12-10-2018
Patricia Marie LamparellaPruco Securities, LLC.Park Avenue Securities LLC11-20-2018
Anthony J. CeccacciLPL Financial LLCPark Avenue Securities LLC11-02-2018
Luis M AlcalaPruco Securities, LLC.Park Avenue Securities LLC09-14-2018
Derek Michael McDougallMML Investors Services, LLCPark Avenue Securities LLC05-02-2018
Darrell Tsuneo DoiINVESDIDPark Avenue Securities LLC02-16-2018
Brook Mason StevensMML Investors Services, LLCPark Avenue Securities LLC01-30-2018
Thomas E. BlottenbergerParadigm Shift Financial, LLCPark Avenue Securities LLC01-16-2018
Shauna Marie PriceParadigm Shift Financial, LLCPark Avenue Securities LLC01-16-2018
William Ralph Snodgrass IIILPL Financial LLCPark Avenue Securities LLC12-20-2017
Jeffrey S. UtleyNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC03-15-2017
Anthony BeltranMML Investors Services, LLCPark Avenue Securities LLC03-10-2017
Marcia L. RinerSecurian Financial Services, Inc.Park Avenue Securities LLC03-08-2017
Richard Miles SlavinMML Investors Services, LLCPark Avenue Securities LLC03-08-2017
Michael Odell McKnightMetLife Securities Inc.Park Avenue Securities LLC02-23-2017
Denson Espinosa KaiklianLPL Financial LLCPark Avenue Securities LLC02-22-2017
Michael T. McdaidTD Ameritrade Investment Management, LLCPark Avenue Securities LLC01-12-2017
Robert Puzant SarkissianMML Investors Services, LLCPark Avenue Securities LLC01-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.