Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Leonard Raymond DeanAllstate Financial Services, LLCPrincipal Securities, Inc.01-04-2011
Kent Robert AlexanderAmerican Investors CompanyPrincipal Securities, Inc.09-01-2012
Travis TrettinAmeriprise Financial Services, Inc.Principal Securities, Inc.09-17-2018
Jared T. TanimotoAscent Wealth AdvisorsPrincipal Securities, Inc.04-21-2017
Allan Troy ArgosinoAventine Wealth Management LLCPrincipal Securities, Inc.04-24-2019
Peter Charles BirdwellCliftonLarsonAllen Wealth Advisors, LLCPrincipal Securities, Inc.09-29-2017
Emlen T. Miles-MattinglyGen Next Wealth, Inc.Principal Securities, Inc.10-23-2017
Kun Lin ChungHSBC Securities (USA) Inc.Principal Securities, Inc.08-13-2012
Robert Holmes GunningIndependent Financial Group, LLCPrincipal Securities, Inc.02-28-2018
Jon Murrow GreulichIndependent Financial Group, LLCPrincipal Securities, Inc.10-31-2017
John MendesIndependent Financial Group, LLCPrincipal Securities, Inc.01-03-2013
Douglas Edward GrauInfinity Financial ServicesPrincipal Securities, Inc.$1001-05-2017
John Steven CostaInflux Capital ManagementPrincipal Securities, Inc.02-10-2016
Charles Marc NuwerJ.P. Morgan Securities LLCPrincipal Securities, Inc.12-05-2017
Yerandy Lazaro DelpradoregueraKestra Investment Services, LLCPrincipal Securities, Inc.07-24-2018
Cynthia Diane RivasLPL Financial LLCPrincipal Securities, Inc.$1004-24-2019
Richard J. MojicaLPL Financial LLCPrincipal Securities, Inc.04-24-2019
Joel BalamLPL Financial LLCPrincipal Securities, Inc.$5312-18-2017
Joel Kenneth BalamLPL Financial LLCPrincipal Securities, Inc.12-18-2017
John Shannon BehLPL Financial LLCPrincipal Securities, Inc.08-31-2017
Robert Lee KolbertLPL Financial LLCPrincipal Securities, Inc.05-06-2010
Michael E MuharebLPL Financial LLCPrincipal Securities, Inc.05-06-2010
Matthew Frederick HaleyLPL Financial LLCPrincipal Securities, Inc.04-22-2010
Mark Wiliama McKeagueLPL Financial LLCPrincipal Securities, Inc.04-22-2010
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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