Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John LudovicoAccelerated Capital GroupPrincipal Securities, Inc.$1012-11-2017
David Lee ReynoldsAllstate Financial Services, LLCPrincipal Securities, Inc.01-13-2016
Jonathan Joel SchedlerAllstate Financial Services, LLCPrincipal Securities, Inc.$2506-16-2011
Leonard Raymond DeanAllstate Financial Services, LLCPrincipal Securities, Inc.01-13-2011
Kent Robert AlexanderAmerican Investors CompanyPrincipal Securities, Inc.09-01-2012
Travis TrettinAmeriprise Financial Services, LLCPrincipal Securities, Inc.09-17-2018
Leland Shawn FallonAmeriprise Financial Services, LLCPrincipal Securities, Inc.05-04-2016
Timothy Wayne HarperAmeritas Investment Company, LLCPrincipal Securities, Inc.09-19-2013
Jared T. TanimotoAscent Wealth AdvisorsPrincipal Securities, Inc.04-21-2017
Jeremy Sevier AveryAvantax Investment Services, Inc.Principal Securities, Inc.06-26-2018
Allan Troy ArgosinoAventine Wealth Management LLCPrincipal Securities, Inc.04-24-2019
William Brian CopicAW SecuritiesPrincipal Securities, Inc.12-02-2009
Shahir HannaAXA Advisors, LLCPrincipal Securities, Inc.12-13-2019
Daisy Lee SwetmanBancWest Investment Services, Inc.Principal Securities, Inc.02-05-2014
Michael L. SpinaliBBVA Securities Inc.Principal Securities, Inc.09-25-2018
Paul Logan HerrickBolt Wealth Management LLCPrincipal Securities, Inc.10-12-2017
Megumi Taniuchi McCaffreyCambridge Investment Research, Inc.Principal Securities, Inc.10-03-2017
Robert John MillerCambridge Investment Research, Inc.Principal Securities, Inc.$1010-04-2016
Giles Dominic OstdiekCapital Financial Services, Inc.Principal Securities, Inc.02-16-2009
Berting Benjamin SabalboroChase Investment Services Corp.Principal Securities, Inc.03-15-2010
Ryan John BarnesCitigroup Global Markets Inc.Principal Securities, Inc.10-09-2019
Peter Charles BirdwellCliftonLarsonAllen Wealth Advisors, LLCPrincipal Securities, Inc.09-29-2017
John Thomas DavisCliftonLarsonAllen Wealth Advisors, LLCPrincipal Securities, Inc.09-18-2017
Brian Scott RegierCommonwealth Financial NetworkPrincipal Securities, Inc.12-01-2015
Linda Ruth SchluchterCUSO Financial Services, L.P.Principal Securities, Inc.08-26-2019
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.