Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Anthony CamachoLPL Financial LLCPruco Securities, LLC.01-16-2009
Aramis PerezChase Investment Services Corp.Pruco Securities, LLC.07-08-2009
Justin Ajay SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-29-2009
Kwang Soo KimLPL Financial LLCPruco Securities, LLC.$10010-02-2009
Farid MokhtarianThe Leaders Group, Inc.Pruco Securities, LLC.10-05-2009
Aaron T. MooreLPL Financial LLCPruco Securities, LLC.10-12-2009
Joseph DiabChase Investment Services Corp.Pruco Securities, LLC.03-01-2010
Levon M HasserjianChase Investment Services Corp.Pruco Securities, LLC.03-15-2010
Emmanuel Francis Santos MarantalMorgan StanleyPruco Securities, LLC.03-15-2010
Jennifer Margo RosalesChase Investment Services Corp.Pruco Securities, LLC.06-07-2010
Ho Chi Chow HelmichChase Investment Services Corp.Pruco Securities, LLC.06-28-2010
Deepinder Kaur GillPark Avenue Securities LLCPruco Securities, LLC.07-23-2010
Haren Suresh BhaktaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-16-2010
Tiffany Denise LewChase Investment Services Corp.Pruco Securities, LLC.10-25-2010
Amon Albert AllahyariChase Investment Services Corp.Pruco Securities, LLC.12-31-2010
Donald G HardwickChase Investment Services Corp.Pruco Securities, LLC.03-07-2011
Kalie H BaucomChase Investment Services Corp.Pruco Securities, LLC.03-18-2011
Nicole L. MerchainMorgan StanleyPruco Securities, LLC.04-11-2011
Christopher S AustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-26-2011
Shelly Marie Malone-HoweNationwide Securities, LLCPruco Securities, LLC.09-08-2011
Ricardo RamirezMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2012
Daniel Anthony CotaSecurian Financial Services, Inc.Pruco Securities, LLC.08-03-2012
Jonathan Primo Louis NashJ.P. Morgan Securities LLCPruco Securities, LLC.10-01-2012
Sin H. HwangJ.P. Morgan Securities LLCPruco Securities, LLC.01-14-2013
Jack Jeffrey HallWaddell & ReedPruco Securities, LLC.04-17-2013
Next Page »

Showing 1 to 25 of 144 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.