Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene Wilbur Williams JrCentaurus Financial, Inc.Questar Capital Corporation02-01-2019
William FuentesCentaurus Financial, Inc.Questar Capital Corporation$2501-02-2019
Garrick David GookinCentaurus Financial, Inc.Questar Capital Corporation$2508-21-2018
Richard Herbert NelsonCentaurus Financial, Inc.Questar Capital Corporation$5010-22-2012
Gary Kaspar MalkasianCetera Advisor Networks LLCQuestar Capital Corporation09-25-2015
Nathan Norris FarnellCharles Schwab & Co., Inc.Questar Capital Corporation09-05-2017
Gregory Wendell QuonCore Investment Management, LLCQuestar Capital Corporation02-04-2013
James Ronald King JrCrown Capital Securities, L.P.Questar Capital Corporation07-23-2019
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation$2511-20-2018
David John VenegasCUNA Brokerage Services, Inc.Questar Capital Corporation01-04-2018
Xavier Marshall RayIndependent Financial Group, LLCQuestar Capital Corporation$2503-13-2015
Nathan Robert TruaxLincoln Financial Advisors CorporationQuestar Capital Corporation05-26-2011
George Burt Barankovich JrLPL Financial LLCQuestar Capital Corporation02-08-2019
Gilbert Ralph HawkinsLPL Financial LLCQuestar Capital Corporation01-07-2019
John Jay LewisLPL Financial LLCQuestar Capital Corporation$2512-26-2018
Michael L BertolucciLPL Financial LLCQuestar Capital Corporation12-07-2018
Karen Sue BauserMadison Avenue Securities, LLCQuestar Capital Corporation12-22-2015
Judy Lynn CopenbargerMoney Truth Strategic PlanningQuestar Capital Corporation07-08-2019
Robert James OseNPB Financial Group, LLCQuestar Capital Corporation$5001-12-2010
Russell Elton GeorgeSagePoint Financial, Inc.Questar Capital Corporation11-10-2016
Matthew C LopezSecurities America, Inc.Questar Capital Corporation08-16-2017
Michael Bruce FrischmanThe Investment Center, Inc.Questar Capital Corporation05-18-2018
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$2504-26-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.