Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ronald King Jr.Crown Capital Securities, L.P.Questar Capital Corporation07-23-2019
Judy Lynn CopenbargerMoney Truth Strategic PlanningQuestar Capital Corporation07-08-2019
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Gene Wilbur Williams Jr.Centaurus Financial, Inc.Questar Capital Corporation02-01-2019
Aaron Jay WursterQuest Capital Strategies, Inc.Questar Capital Corporation01-02-2019
Michael L. BertolucciLPL Financial LLCQuestar Capital Corporation12-07-2018
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation11-20-2018
Garrick David GookinCentaurus Financial, Inc.Questar Capital Corporation08-21-2018
Michael Bruce FrischmanThe Investment Center, Inc.Questar Capital Corporation05-18-2018
Rikki J. Foster IIHornor, Townsend & Kent, LLCQuestar Capital Corporation11-01-2017
Nathan N. FarnellCharles Schwab & Co., Inc.Questar Capital Corporation09-05-2017
Matthew C. LopezSecurities America, Inc.Questar Capital Corporation08-16-2017
Russell Elton GeorgeSagePoint Financial, Inc.Questar Capital Corporation11-10-2016
Krystian Leonard CiepluchaLincoln Financial Advisors CorporationQuestar Capital Corporation09-08-2015
Michael Byung Do LeeAXA Advisors, LLCQuestar Capital Corporation07-30-2015
Frank Anthony LandinoCetera Advisor Networks LLCQuestar Capital Corporation08-04-2014
Michael Lester CarterForesters Equity Services, Inc.Questar Capital Corporation12-18-2013
Joseph Michael PezzilloCetera Advisor Networks LLCQuestar Capital Corporation11-15-2013
Eric Gustav KuchherzkiTaylor Capital Management Inc.Questar Capital Corporation05-20-2013
David Paul HerouxLPL Financial LLCQuestar Capital Corporation05-16-2013
Gregory Wendell QuonCore Investment Management, LLCQuestar Capital Corporation02-04-2013
Richard Herbert NelsonCentaurus Financial, Inc.Questar Capital Corporation10-22-2012
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation05-23-2012
Nathan Robert TruaxLincoln Financial Advisors CorporationQuestar Capital Corporation05-26-2011
Robert James OseNPB Financial Group, LLCQuestar Capital Corporation01-12-2010
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.