Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Michael L. BertolucciLPL Financial LLCQuestar Capital Corporation12-07-2018
Matthew C. LopezSecurities America, Inc.Questar Capital Corporation08-16-2017
Russell Elton GeorgeSagePoint Financial, Inc.Questar Capital Corporation11-10-2016
Karen Sue BauserMadison Avenue Securities, LLCQuestar Capital Corporation12-22-2015
Krystian Leonard CiepluchaLincoln Financial Advisors CorporationQuestar Capital Corporation09-08-2015
Frank Anthony LandinoCetera Advisor Networks LLCQuestar Capital Corporation08-04-2014
Gregory Wendell QuonCore Investment Management, LLCQuestar Capital Corporation02-04-2013
Richard Herbert NelsonCentaurus Financial, Inc.Questar Capital Corporation10-22-2012
Barbara Ann BurgatBancWest Investment Services, Inc.Questar Capital Corporation05-23-2012
Robert James OseNPB Financial Group, LLCQuestar Capital Corporation01-12-2010
Jose Maria GarciaPlanMember Securities CorporationQuestar Capital Corporation01-06-2010
Mitchell Allen HauskinsSCF Securities, Inc.Questar Capital Corporation11-06-2009
Jason Lee LaylandWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
Daniel Theodore PolsterWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
Gilbert Ralph HawkinsLPL Financial LLCQuestar Capital Corporation$1001-07-2019
David John VenegasCUNA Brokerage Services, Inc.Questar Capital Corporation$1001-04-2018
Gary Kaspar MalkasianCetera Advisor Networks LLCQuestar Capital Corporation$1009-25-2015
Shawn Christian EverettCetera Advisor Networks LLCQuestar Capital Corporation$1008-01-2014
Randal Steven EllisSecurities Service Network, LLCQuestar Capital Corporation$1008-22-2011
Nathan Robert TruaxLincoln Financial Advisors CorporationQuestar Capital Corporation$1005-26-2011
Donna Jean ClineCentaurus Financial, Inc.Questar Capital Corporation$1001-13-2011
Reid Leonard AllenWoodbury Financial Services, Inc.Questar Capital Corporation$1603-01-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$2504-26-2019
Steven Howard SchlosbergWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
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Showing 26 to 50 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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