Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Koichi CalhounLincoln Financial Advisors CorporationRBC Capital Markets, LLC12-04-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Catherine Ann FinleyCambridge Investment Research, Inc.RBC Capital Markets, LLC03-12-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Nathan Thomas MuellerMorgan StanleyRBC Capital Markets, LLC10-05-2018
Amir NavabGreat Gable Wealth Management, LLCRBC Capital Markets, LLC08-10-2018
Ricardo RodriguezChasing Value Asset Management, Inc.RBC Capital Markets, LLC08-09-2018
Thomas William SixFirst Republic Securities Company, LLCRBC Capital Markets, LLC08-06-2018
Nicole Lynne BilottoMontcalm TCR LLCRBC Capital Markets, LLC07-05-2018
Donald Joseph Cianto Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC05-29-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC$10005-25-2018
Tyler Benson SmithNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC$10003-26-2018
David Leslie NaftzgerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$50002-22-2018
Dennis Anthony ContrestanoIndependent Financial Group, LLCRBC Capital Markets, LLC$80012-15-2017
Eric David MontijoRaymond James & Associates, Inc.RBC Capital Markets, LLC$15012-14-2017
Collin Larry RiglerRaymond James & Associates, Inc.RBC Capital Markets, LLC$20112-14-2017
Stef CarmichaelFisher InvestmentsRBC Capital Markets, LLC12-12-2017
Tammy Katherine PiochUBS Financial Services Inc.RBC Capital Markets, LLC11-09-2017
Jonathan Rob RoyalRoyal Alliance Associates, Inc.RBC Capital Markets, LLC$25009-12-2017
Polly Anne RichardsonStableford Capital LLCRBC Capital Markets, LLC07-12-2017
Jon Ellis VanceRaymond James & Associates, Inc.RBC Capital Markets, LLC06-30-2017
Adam Christian MilesRaymond James Financial Services, Inc.RBC Capital Markets, LLC$10006-02-2017
James P MileyGlobal Retirement Partners LLCRBC Capital Markets, LLC05-25-2017
Adam Harris EzrilovLPL Financial LLCRBC Capital Markets, LLC$15004-12-2017
Curt Mathew BeyerLPL Financial LLCRBC Capital Markets, LLC$50002-03-2017
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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