Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William ConwayCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5002-09-2009
Thomas Joseph ConwayCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5002-09-2009
Thomas William HobanCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Larry Marshall McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5002-09-2009
Anthony J BertocchiniCommonwealth Financial NetworkRoyal Alliance Associates, Inc.02-09-2009
Sean L McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.02-09-2009
Melvyn Henry NachmanMutual Securities, Inc.Royal Alliance Associates, Inc.$15005-08-2009
Bryan Paul HopkinsIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$5009-23-2010
Clell John Laugharn JrM Holdings Securities, Inc.Royal Alliance Associates, Inc.04-13-2012
Cyndee Kay KahnVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.$2505-07-2014
Patricia Ann AdrianWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.07-07-2014
Usha Monique CervantesTransamerica Financial Advisors, IncRoyal Alliance Associates, Inc.10-02-2014
William Steele Symons IiiEureka Financial Planners, LLCRoyal Alliance Associates, Inc.$2507-24-2015
Peter J AshbyGenovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLCRoyal Alliance Associates, Inc.12-07-2016
Dari Dariush RachediNWF Advisory Services IncRoyal Alliance Associates, Inc.$2410-05-2017
Joseph Starkey HaglerNWF Advisory Services IncRoyal Alliance Associates, Inc.10-27-2017
John ZeziniLPL Financial LLCRoyal Alliance Associates, Inc.$5011-13-2017
Fernando Alberto MoreiraLPL Financial LLCRoyal Alliance Associates, Inc.$2501-02-2018
Tara Marie CavrikasAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.05-08-2018
Kelly Josephine RyanWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.10-10-2018
Erin Ann Flemming McCloskeyCetera Financial Specialists LLCRoyal Alliance Associates, Inc.05-16-2019
Cherie A JonesAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.08-09-2019
Michelle Wray RuckerPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.10-01-2019
Matthew Arron MadzoeffPrincipal Securities, Inc.Royal Alliance Associates, Inc.12-03-2019
Shiow-Yun WuVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.01-02-2020
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.