Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William Conway, Thomas Joseph Conway, Thomas William Hoban, Larry Marshall McCarty, Anthony J Bertocchini, Sean L McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Melvyn Henry NachmanMutual Securities, Inc.Royal Alliance Associates, Inc.05-08-2009
Claudia Perez BrownCommonwealth Financial NetworkRoyal Alliance Associates, Inc.11-30-2009
Steven MedwedLiberty Partners Financial Services, LLCRoyal Alliance Associates, Inc.$5006-23-2010
Daniel GriecoFirst Allied Securities, Inc.Royal Alliance Associates, Inc.08-09-2010
Bryan Paul HopkinsIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$2509-23-2010
Donna Rae BellamyMadison Avenue Securities, LLCRoyal Alliance Associates, Inc.07-22-2011
Clell John Laugharn Jr.M Holdings Securities, Inc.Royal Alliance Associates, Inc.04-13-2012
William Eugene HauensteinCrown Capital Securities, L.P.Royal Alliance Associates, Inc.$2503-01-2013
Gregory Ralph MetcalfFirst Allied Securities, Inc.Royal Alliance Associates, Inc.$1009-04-2013
Deborah Mackenzie ReasonIndependent Financial Group, LLCRoyal Alliance Associates, Inc.01-27-2014
Cyndee Kay KahnVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.$2505-07-2014
Patricia Ann AdrianWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.07-07-2014
Usha Monique CervantesTransamerica Financial Advisors, IncRoyal Alliance Associates, Inc.10-02-2014
David Jason CasteriotoFirst Allied Securities, Inc.Royal Alliance Associates, Inc.12-22-2014
William Steele Symons IIIEureka Financial Planners, LLCRoyal Alliance Associates, Inc.07-24-2015
Peter J AshbyGenovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLCRoyal Alliance Associates, Inc.12-07-2016
Dari Dariush RachediNWF Advisory Services IncRoyal Alliance Associates, Inc.10-05-2017
Joseph Starkey HaglerNWF Advisory Services IncRoyal Alliance Associates, Inc.10-27-2017
Loretta Ann CaseyHD Vest Investment ServicesRoyal Alliance Associates, Inc.$1011-27-2017
Trisha Lynn TerrellLPL Financial LLCRoyal Alliance Associates, Inc.01-17-2018
Enrico Thomas CacciapuotiMutual of Omaha Investor Services, Inc.Royal Alliance Associates, Inc.$5003-29-2018
Kelly Josephine RyanWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.10-10-2018
John Lodge FarmerIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$10001-04-2019
Charles Edwin TaylorIndependent Financial Group, LLCRoyal Alliance Associates, Inc.01-04-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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