Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett M GattaIndependent Financial Group, LLCSecurities America, Inc.08-17-2020
Melvyn Leroy VarrelmanCambridge Investment Research, Inc.Securities America, Inc.$25003-27-2020
Christopher Allen BrownCambridge Investment Research, Inc.Securities America, Inc.$15003-27-2020
David Scott McManusCambridge Investment Research, Inc.Securities America, Inc.$15003-27-2020
Jack Christian HoltCambridge Investment Research, Inc.Securities America, Inc.03-27-2020
Tonya Lanae CollierCambridge Investment Research, Inc.Securities America, Inc.$25003-27-2020
Andrew Thayer PurmortCambridge Investment Research, Inc.Securities America, Inc.$2503-27-2020
Jeffrey Alonzo GarlandInfinity Financial ServicesSecurities America, Inc.$1703-03-2020
David Edward ZumbuschInspire Advisors, LLCSecurities America, Inc.02-03-2020
Thomas James SchubergLPL Financial LLCSecurities America, Inc.11-29-2019
Thomas Quinn EllisLPL Financial LLCSecurities America, Inc.11-11-2019
Susan M. GoodmanCooper McManusSecurities America, Inc.11-07-2019
Marina Alexandra ArmbrusterPlanMember Securities CorporationSecurities America, Inc.11-05-2019
Timothy Scott BarnardTD Ameritrade, Inc.Securities America, Inc.10-29-2019
Patricia Claire CookLPL Financial LLCSecurities America, Inc.10-02-2019
Patrick Brian AhernCentaurus Financial, Inc.Securities America, Inc.$2108-16-2019
Steven Lewis HollimonCentaurus Financial, Inc.Securities America, Inc.08-16-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Jo Laurie SchmeltzerE*TRADE Securities LLCSecurities America, Inc.07-22-2019
Michael Paul BennittWealth Teams AllianceSecurities America, Inc.06-18-2019
Adam Greggory Mark HartrumLPL Financial LLCSecurities America, Inc.06-17-2019
Victoria Louise BreenIntegrity Wealth Advisors, Inc.Securities America, Inc.05-02-2019
Margaret MarapaoIntegrity Wealth Advisors, Inc.Securities America, Inc.05-01-2019
Daniel AlcalaE*TRADE Securities LLCSecurities America, Inc.03-22-2019
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Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.