Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William PezickCentaurus Financial, Inc.Securities America, Inc.01-29-2019
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.$101-11-2019
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Eva Sue MclaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Robert Michael McallisterSorrento Pacific Financial, LLCSecurities America, Inc.$5006-05-2018
Keo Cal ChaoPruco Securities, LLC.Securities America, Inc.$2503-14-2018
Gerald Alan MoneypennyCrown Capital Securities, L.P.Securities America, Inc.$2502-26-2018
Jennifer Goux LindgrenLPL Financial LLCSecurities America, Inc.01-09-2018
Martin Aaron ShapiroWoodbury Financial Services, Inc.Securities America, Inc.$10011-29-2017
David Robert CoughlinSCF Securities, Inc.Securities America, Inc.$110-16-2017
Timothy Jon SamuelsonIndependent Financial Group, LLCSecurities America, Inc.08-04-2017
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.$5007-19-2017
Craig Steven BrooksLPL Financial LLCSecurities America, Inc.$2507-07-2017
Gennaro Giacomo SavareseIndependent Financial Group, LLCSecurities America, Inc.$2505-31-2017
Sandra Carol Ann ThomasUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.05-30-2017
Carl Eugene BlalockLPL Financial LLCSecurities America, Inc.05-24-2017
Elias Robert ReynaCentaurus Financial, Inc.Securities America, Inc.05-23-2017
Paul Bertrand SiroisLaSalle St. Securities, LLCSecurities America, Inc.$1205-19-2017
Winnie Yuen Yee LeongLPL Financial LLCSecurities America, Inc.02-17-2017
Shawn Joseph SandovalIntegrated Advisors Network LLCSecurities America, Inc.02-10-2017
Alvern Henry Vom SteegCrossmarket Capital, LLCSecurities America, Inc.01-05-2017
Andrew Raymond HoffarthEssential PlannersSecurities America, Inc.01-04-2017
Deborah Safren FoxEssential PlannersSecurities America, Inc.01-04-2017
Tom Mitchell HesslerClearview 401(K) Consultants Inc.Securities America, INC.01-03-2017
Brian Jonathan MatzWedbush Securities Inc.Securities America, Inc.$10112-20-2016
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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